Rosenthal Recruiting Job Board

Posted	Job Title	Company	Location
Jan 26	Senior Compliance Officer	Mutual Fund Company	District of Columbia
Jan 26	The Compliance Officer must have experience working for a Mutual Fund provider. Experience for a Regulator also preferred. This position will be in th... more Occupation: Compliance \| Job Type: Full-time, Permanent
Jan 17	Paralegal - Mutual Fund Legal and Compliance	Mutual Fund Company	New York
Jan 17	This position supports the Mutual Fund business including open-end, closed-end and sub-advised funds and performs paralegal and administrative functio... more Occupation: Compliance \| Job Type: Full-time, Permanent
Jan 08	Broker-Dealer Compliance Officer	Global Bank	New York
Jan 08	QUALIFICATIONS and REQUIREMENTS 1. Three (3) years as a Compliance Officer for a FINRA Member Broker-Dealer or Bank 2. Bachelors Degree; MBA prefer... more Occupation: Compliance \| Job Type: Full-time, Permanent
Jan 03	Fixed Income Compliance Specialist	Leading US Broker-Dealer	New Jersey
Jan 03	Responsibilities: Provide compliance support to Fixed Income Trading and Sales colleagues including electronic trading and other businesses. Ability... more Occupation: Compliance \| Job Type: Full-time, Permanent